Short selling

Results: 2054



#Item
381Securities / Financial markets / Stock market / Financial regulation / Short selling / ICMA / T2S / Repurchase agreement / Central securities depository / Financial economics / Finance / Investment

ICMA: Response to ESMA CSD Regulation Level 2 Consultation Papers February 19th 2015 Overview of the response This document represents ICMA’s response to the ESMA Consultation Papers on Technical Standards and Technica

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Source URL: www.icma-group.org

Language: English
382Finance / Financial regulation / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen

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Source URL: www.sec.gov

Language: English - Date: 2015-02-27 06:07:41
383Financial system / Financial regulation / United States securities law / Financial markets / Short selling / Securities Exchange Act / Short / Regulation NMS / Betting in poker / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]February 20, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:16:35
384Financial economics / Financial system / 73rd United States Congress / Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Broker-dealer / Securities and Exchange Commission / Naked short selling / United States securities law / United States Securities and Exchange Commission / Finance

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 4, 2015 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN THE SECURITIES OF CHINA INFRASTRUCTURE INV

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 18:44:52
385Short selling / Financial markets / United States housing bubble / Loans / Securities / Securities lending / Short / Collateral / Security / Finance / Financial economics / Business

Microsoft Word - slbs_faqs2011.pdf

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Source URL: www.nseindia.com

Language: English - Date: 2011-07-15 09:03:39
386Financial system / United States securities law / Financial regulation / Short selling / 73rd United States Congress / Regulation NMS / Betting in poker / Straddle / Short / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:12:13
387Finance / Financial markets / United States securities law / Financial regulation / Short selling / Securities Exchange Act / Regulation NMS / Straddle / Betting in poker / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 15:29:18
388Economics / Securities / Securities lending / Security / Collateral / Bank / Collateral management / Repurchase agreement / Financial economics / Finance / Short selling

Guidelines III.7 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.7

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Source URL: www.mpfa.org.hk

Language: English - Date: 2014-10-17 07:03:48
389United States securities law / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / Securities Exchange Act / Betting in poker / Short / Chicago Board Options Exchange / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 19, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:07:58
390Business / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Short selling / Securities Act / Regulation S-K / Securities Exchange Act / Regulation S-X / United States securities law / SEC filings / Finance

Case 2:15-cv[removed]MCA-JBC Document 1 Filed[removed]Page 1 of 30 PageID: 1 Antonia Chion M. Alexander Koch Timothy K. Halloran Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 15:23:30
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